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FIRM PROFILE
Overview
SMG SECURITIES, INC. is located at 333 East 66th Street Suite 2-o, New York, NY 10065 and was first established at New York, Delaware in 11/08/1985. After operating for 40 years, SMG SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SMG SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SMG SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SMG SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SMG SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SMG SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SMG SECURITIES, INC. Comes From
Understanding the Statistics for SMG SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
333 East 66th Street Suite 2-o, New York, NY 10065
333 East 66th Street Suite 2-o, New York, NY 10065
Small
(212) 288-1200
Delaware since 11/08/1985
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SMG ASSOCIATES, LLC | OWNER | ||
| TEPPER, JEFFREY MARK | PRESIDENT & CEO AND CHIEF COMPLIANCE OFFICER | 1215438 |
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Advisor's working at SMG SECURITIES, INC.
Fabian Hassel MR.
William Kenneth French
Umar Suhail
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