GB
Graham A. Breen
GOODBODY SECURITIES
DUBLIN, DUBLIN 2
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CRD#: 7024910
GB
Professional summary
Graham Anthony Breen is a registered financial professional currently at GOODBODY SECURITIES INC .
Graham is registered as a RR (Registered Representative) and started their career in finance in 2019. Graham has worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Graham Anthony Breen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2019 - Present
GOODBODY SECURITIES INC
Office #1: 9-12 Dawson Street, Dublin, DUBLIN 2BD
CRD#: 135790
DUBLIN,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOODBODY SECURITIES INC
GOODBODY SECURITIES INC
CRD#: 135790 / SEC#: , 8-66955
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9-12 Dawson Street, Dublin, DUBLIN 2
Mailing Address
9-12 Dawson Street, Dublin, DUBLIN 2
Phone number
+353 1 667 0400
Established
Delaware since 03/04/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOODBODY STOCKBROKERS UNLIMITED COMPANY | SHAREHOLDER | |
| CONNOLLY, LYNNESSA JUDE | NON-EXECUTIVE BOARD MEMBER | 7862283 |
| CURTIN, PAUL BERNARD | BOARD MEMBER | 2532340 |
| DONNELLY, MATTHEW | CCO | 7080384 |
| EASON, ROBERT VICTOR | NON-EXECUTIVE BOARD MEMBER | 7862287 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HUGGARD, IAN MCGINTY | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 2004081 |
| LYNCH, TOMAS | DIRECTOR | 7991318 |
| MAGUIRE, CHARLES JOHN | PRINCIPAL OPERATIONS OFFICER | 5885741 |
Red Flags
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Company Information
GOODBODY SECURITIES INC
CRD#: 135790Dublin, DUBLIN 2TRUST BUT VERIFY
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