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WS

William C. Stormer

SHERMAN & COMPANY
CHARLOTTE, NC 28210
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CRD#: 7024887
WS
William Christian StormerSHERMAN & COMPANY

Professional summary

William Christian Stormer is a registered financial professional currently at SHERMAN & COMPANY LLC located in Charlotte, North Carolina.

William is registered as a RR (Registered Representative) and started their career in finance in 2019. William has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Christian Stormer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2025 - Present

SHERMAN & COMPANY LLC

Office #1: 6302 Fairview Road Suite 309, Charlotte, NC 28210
BD
CRD#: 155575
CHARLOTTE, NC
Past

January 10, 2022 - December 11, 2023

ANDERSON LENEAVE & CO.

BD
CRD#: 104101
CHARLOTTE, NC
Past

January 24, 2019 - April 12, 2021

ANDERSON LENEAVE & CO.

BD
CRD#: 104101
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(12/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/13/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/24/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/18/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

S&
SHERMAN & COMPANY LLC
SHERMAN & COMPANY LLC

CRD#: 155575 / SEC#: , 8-68725

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
6302 Fairview Road Suite 309, Charlotte, NC 28210
Mailing Address
6302 Fairview Road Suite 309, Charlotte, NC 28210
Phone number
(646) 321-3750
Established
North Carolina since 09/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHERMAN & COMPANY HOLDINGS, LLCOWNER
CARICO, PAMELA BEDWELLFINOP, PFO, POO5864266
SHERMAN, FREDERICK LAUGHTONCEO / CCO / PRESIDENT2357207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

SHERMAN & COMPANY LLC

CRD#: 155575Charlotte, NC 28210

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