JT
Joao A. Torres
ANDBANC BROKERAGE
Miami, FL 33131
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CRD#: 7022028
JT
Professional summary
Joao Antero Torres is a registered financial professional currently at ANDBANC BROKERAGE, LLC located in Miami, Florida.
Joao is registered as a RR (Registered Representative) and started their career in finance in 2018. Joao has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joao Antero Torres's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2018 - Present
ANDBANC BROKERAGE, LLC
Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131BD
CRD#: 155979
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
AB
ANDBANC BROKERAGE, LLC
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Mailing Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Phone number
(305) 702-1617
Established
Florida since 11/08/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ANDBANC BROKERAGE, LLC
CRD#: 155979Miami, FL 33131TRUST BUT VERIFY
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