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CRD#: 155979
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ANDBANC BROKERAGE, LLC is located at 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131 and was first established at Florida, Florida in 11/08/2010. After operating for 15 years, ANDBANC BROKERAGE, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ANDBANC BROKERAGE, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ANDBANC BROKERAGE, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ANDBANC BROKERAGE, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ANDBANC BROKERAGE, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ANDBANC BROKERAGE, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ANDBANC BROKERAGE, LLC Comes From

Understanding the Statistics for ANDBANC BROKERAGE, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Mailing Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Firm Size
Small
Phone Number
(305) 702-1617
Established
Florida since 11/08/2010
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ANDBANC WEALTH MANAGEMENT LLCOWNER / MEMBER153102
GILMAN, ROBERT CRAIGPRINCIPAL FINANCIAL OFFICER1738412
GRIBEL, CARLOS EDUARDOCEO
ZENO, JOHN JOSEPHCCO/AMLCO2871575

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Advisor's working at ANDBANC BROKERAGE, LLC

KM

Karen Valerie Mendoza

Mendoza Valerie Karen
IAR
RR
CRD#: 4517507
Location:
Miami, FL 33131
Company:
ANDBANC ADVISORY LLC
Disclosures:
Experience:
23 years
View Profile
LD

Leandro Cabral De Almeida

Leandro Cabral De Almeida
IAR
RR
CRD#: 7490676
Location:
Rio De Janeir
Company:
ANDBANC ADVISORY LLC
Disclosures:
Experience:
4 years
View Profile
HH

Hector Horcajada Romay

IAR
RR
CRD#: 7606549
Location:
Miami, FL 33131
Company:
ANDBANC ADVISORY LLC
Disclosures:
Experience:
3 years
View Profile
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