Heather Doerr

HALE & DOERR WEALTH MANAGEMENT LLC

Gulf Breeze, FL 32561

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CRD#: 7021094

Professional summary

Heather Doerr, who also goes by Heather L Mcduffie, is a registered financial advisor currently at HALE & DOERR WEALTH MANAGEMENT LLC located in Gulf Breeze, Florida.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Heather has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather L Mcduffie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Doerr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2019 - Present

HALE & DOERR WEALTH MANAGEMENT LLC

Office #1: 913 Gulf Breeze Pkwy 4, Gulf Breeze, FL 32561

RIA

CRD#: 301094

Gulf Breeze, FL

Past

January 22, 2019 - May 16, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Gulf Breeze, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/17/2019)

IAR

Florida
(7/2/2019)

IAR

Texas
(6/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2018

Uniform Investment Adviser Law Examination

Current Firm

HALE & DOERR WEALTH MANAGEMENT LLC

CRD#: 301094 / SEC#:

Alabama

Registered Investment Advisory firm - (7/17/2019 Approved)

Florida

Registered Investment Advisory firm - (7/2/2019 Approved)

Texas

Registered Investment Advisory firm - (6/15/2023 Conditional Restricted)

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Contact information

Main Address

913 Gulf Breeze Pkwy Suite 4, Gulf Breeze, FL 32561

Mailing Address

Phone number

(850) 934-4288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 30,700,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather Doerr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Doerr's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALE & DOERR WEALTH MANAGEMENT LLC

AVANTAX ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2018

Current Firm

HALE & DOERR WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALE & DOERR WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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