Ryan Charles Smith
Professional Summary
Ryan Charles Smith, who also goes by Ryan Smith, is a registered financial advisor currently at SWBC INVESTMENT SERVICES, LLC located in San Antonio, Texas. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 2 firms and has passed the Series 63, Series 50, Series 99TO, Series 52TO, Series 7TO, Series 6TO, SIE, Series 54, Series 27, Series 24, Series 53 and Series 4...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan Smith
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
SWBC INVESTMENT SERVICES, LLC | SWBC WEALTH MANAGEMENT
Contact Information
Main Address
9311 San Pedro, Ste 600, San Antonio, TX 78216Mailing Address
9311 San Pedro, Ste 600, San Antonio, TX 78216Phone Number
(800) 527-0066Established
Texas since 08/02/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2026About the Series 50 examSeries 52TO — Municipal Securities Representative Examination
Passed Oct 2022About the Series 52TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2019About the Series 6TO examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Sep 2026About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ryan Charles Smith's CRS (Customer Relationship Summary).
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