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Donald Scott Rykert

SWBC INVESTMENT SERVICES
SAN ANTONIO, TX
·CRD# 2128744·35 years experience

Professional Summary

Donald Scott Rykert, who also goes by Scott Rykert, is a registered financial advisor currently at SWBC INVESTMENT SERVICES, LLC located in San Antonio, Texas. Donald is registered as a RR (Registered Representative) and started their career in finance in 1991. Donald has worked at 3 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Rykert

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SWBC INVESTMENT SERVICES, LLC·CRD# 133715
BD
1. 9311 San Pedro Suite 600, San Antonio, TX 782162. 9311 San Pedro, Ste 600, San Antonio, TX 78216
February 2, 2015 - Present
ADVISORS ASSET MANAGEMENT, INC.·CRD# 46727
BD
Boerne, TX
February 5, 2001 - February 3, 2015
STOEVER, GLASS & COMPANY INC.·CRD# 7031
BD
New York, NY
August 27, 1991 - February 2, 2001

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Current Firm

SI
SWBC INVESTMENT SERVICES, LLC

SWBC INVESTMENT SERVICES, LLC | SWBC WEALTH MANAGEMENT

CRD#: 133715 / SEC#: 8-66764
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

9311 San Pedro, Ste 600, San Antonio, TX 78216

Mailing Address

9311 San Pedro, Ste 600, San Antonio, TX 78216

Phone Number

(800) 527-0066

Established

Texas since 08/02/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOUTHWEST BUSINESS CORPORATIONMEMBER—
IRETA, ALEJANDRO GCHIEF OPERATING OFFICER5752503
RYKERT, DONALD SCOTTCEO/CCO2128744
SMITH, RYAN CHARLESDIRECTOR OF FINANCE - FINOP7015114

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/9/2015)
RR
Arizona
(2/2/2015)
RR
California
(2/2/2015)
RR
Colorado
(2/2/2015)
RR
Connecticut
(2/2/2015)
RR
Florida
(2/2/2015)
RR
Georgia
(2/2/2015)
RR
Illinois
(2/2/2015)
RR
Indiana
(2/12/2015)
RR
Louisiana
(2/2/2015)
RR
Massachusetts
(2/20/2015)
RR
Michigan
(2/2/2015)
RR
Minnesota
(2/2/2015)
RR
Nevada
(2/2/2015)
RR
New Jersey
(2/2/2015)
RR
New Mexico
(2/2/2015)
RR
New York
(2/2/2015)
RR
North Carolina
(2/2/2015)
RR
Ohio
(2/2/2015)
RR
Oklahoma
(2/9/2015)
RR
Pennsylvania
(2/2/2015)
RR
South Carolina
(2/25/2015)
RR
South Dakota
(10/21/2025)
RR
Texas
(2/2/2015)
RR
Utah
(2/11/2015)
RR
Virginia
(2/2/2015)
RR
Washington
(2/9/2015)
RR
West Virginia
(2/2/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2002About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Donald Scott Rykert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DR
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