AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MM

Manuel Mesa

GAMMA SECURITIES
SAN JUAN, PR
·CRD# 7010152·1 year experience

Professional Summary

Manuel Mesa, who also goes by Manuel Eduardo Mesa, is a registered financial advisor currently at GAMMA SECURITIES, LLC located in San Juan, undefined. Manuel is registered as a RR (Registered Representative) and started their career in finance in 2026. Manuel has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Manuel Eduardo Mesa

Blog Corner

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
View profile
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Years of Experience

1 years in the financial services industry

Current & Past Employments

GAMMA SECURITIES, LLC·CRD# 298341
BD
500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901
January 26, 2026 - Present

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Current Firm

GS
GAMMA SECURITIES, LLC

GAMMA SECURITIES, INC. | GAMMA SECURITIES, LLC

CRD#: 298341 / SEC#: 8-70195
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901

Mailing Address

500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901

Phone Number

(787) 957-3260

Established

Puerto Rico since 06/25/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GAMMA INTERNATIONAL BANK, INCOWNER—
DE JESUS CARMONA, MARIA EUGENIAFINOP7379892
GALARZA-SOSA, DAVIDCHIEF COMPLIANCE OFFICER/AMLCO5221334
TRONCOSO ACEBAL, MANUEL PELAYOCHIEF EXECUTIVE OFFICER/PRESIDENT6230010

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Puerto Rico
(1/26/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2025About the SIE exam
FINRA
SRO Registrations

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Manuel Mesa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

BD
Brian T Deegan

NYLIFE SECURITIES LLC

NEW YORK, NY · CRD#
Tracy Lynn Martin
Tracy Lynn Martin

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTSDALE, AZ · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
BS
Bradley Alan Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
MM
Follow Manuel
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required