Manuel Mesa
Professional Summary
Manuel Mesa, who also goes by Manuel Eduardo Mesa, is a registered financial advisor currently at GAMMA SECURITIES, LLC located in San Juan, undefined. Manuel is registered as a RR (Registered Representative) and started their career in finance in 2026. Manuel has worked at 1 firm and has passed the Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Manuel Eduardo Mesa
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
Current Firm
GAMMA SECURITIES, INC. | GAMMA SECURITIES, LLC
Contact Information
Main Address
500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901Mailing Address
500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901Phone Number
(787) 957-3260Established
Puerto Rico since 06/25/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
State Registrations and Notice Filings
(1/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY
CRS (Client Relationship Summary) - BD
Click below to view Manuel Mesa's CRS (Customer Relationship Summary).
Similar Advisors
UBS SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BASTION FIDUCIARY