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MT

Manuel Pelayo Troncoso Acebal

GAMMA ASSET MANAGEMENT

SAN JUAN, PR

·CRD# 6230010·13 years experience

Professional Summary

Manuel Pelayo Troncoso Acebal, who also goes by Manuel Delayo Troncoso, Manuel Pelayo Troncoso, Manuel Pelayo Troncoso Acebal, is a registered financial advisor currently at GAMMA ASSET MANAGEMENT LLC located in San Juan, undefined and GAMMA SECURITIES, LLC located in San Juan, undefined. Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Manuel has worked at 5 firms and has passed the Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Manuel Delayo Troncoso, Manuel Pelayo Troncoso, Manuel Pelayo Troncoso Acebal

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

GAMMA ASSET MANAGEMENT LLC·CRD# 300050

RIA

Edificio Ochoa 500 Calle De La Tanca Suite 305, San Juan, PR 00901-1969

February 5, 2021 - Present

GAMMA SECURITIES, LLC·CRD# 298341

BD

500 Calle De La Tanca Ochoa Building, San Juan, PR 00901

January 28, 2022 - Present

CREAND MANAGEMENT·CRD# 154894

RIA

Miami, FL

October 31, 2014 - July 6, 2016

CREAND SECURITIES·CRD# 38964

BD

Miami, FL

October 8, 2014 - July 6, 2016

CREAND MANAGEMENT·CRD# 154894

RIA

Miami, FL

March 12, 2014 - July 30, 2014

CREAND SECURITIES·CRD# 38964

BD

Miami, FL

October 24, 2013 - July 30, 2014

STATETRUST INVESTMENTS INC.·CRD# 104651

BD

Boca Raton, FL

August 30, 2013 - October 25, 2013

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Current Firm

GA

GAMMA ASSET MANAGEMENT LLC

GAMMA ASSET MANAGEMENT LLC | GAMMA WEALTH MANAGEMENT, INC.

CRD#: 300050 / SEC#: 801-129754

RIA

Registered Investment Advisory firm - SEC (3/27/2024 Approved)

Puerto Rico

Registered Investment Advisory firm - Puerto Rico (3/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Edificio Ochoa 500 Calle De La Tanca Suite 305, San Juan, PR 00901-1969

Phone Number

(787) 957-3260

# of Employees

13

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GAMMA ASSET MANAGEMENT, LLC. BROCHURE (2/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

108

AUM (Assets Under Management)

$424,799,105

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Mr. Troncoso is the CEO for Gamma Asset Management and Gamma International Bank, Inc. Mr. Troncoso dedicates 20 hours per week to these roles.

(2) Mr. Troncoso is a board member for two private companies, Parallax Valores S.A. and Urbanvolt Solution, S.R.L, both domiciled in the Dominican Republic. Board meets quarterly and usually for approximately 1 or 2 hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GA

GAMMA ASSET MANAGEMENT LLC

GAMMA ASSET MANAGEMENT LLC | GAMMA WEALTH MANAGEMENT, INC.

CRD#: 300050 / SEC#: 801-129754

RIA

Registered Investment Advisory firm - SEC (3/27/2024 Approved)

Puerto Rico

Registered Investment Advisory firm - Puerto Rico (3/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(8/17/2023)

IAR

Puerto Rico
(2/5/2021)

RR

Puerto Rico
(2/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2020About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2014About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2021About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Manuel Pelayo Troncoso Acebal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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