Dalton Paul Anderson is a registered financial professional at LPL FINANCIAL LLC located in Fort Mill, South Carolina.
Dalton is registered as a RR (Registered Representative) and started their career in finance in 2019. Dalton has worked at 2 firms and has passed the Series 6TO and SIE exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
LPL FINANCIAL LLC (#6413)
1055 Lpl Way, Fort Mill, SC, 29715
5/12/2021 - Current
PREVIOUS EMPLOYER (1)
WADDELL & REED (#866)
3/27/2019 - 9/15/2021
Overland Park, KS
Dalton Paul Anderson
Experience: 4 years / 2 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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