Christopher R. Clark
Professional summary
Christopher Robin Clark, who also goes by Chris Clark, is a registered financial professional currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robin Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2023 - Present
HINES PRIVATE WEALTH SOLUTIONS LLC
Office #1: 345 Hudson Street 12th Floor, New York, NY 10014November 13, 2018 - May 13, 2022
BLACKSTONE SECURITIES PARTNERS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2024)
(5/8/2023)
Exams
Series 79TO
Date: 1/30/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HINES PRIVATE WEALTH SOLUTIONS LLC
CRD#: 128145 / SEC#: , 8-66096
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HINES RETAIL SECURITIES LLC | OWNER | |
| CARUSO, JOHN ARMOND | MANAGING DIRECTOR, MANAGER | 5524146 |
| FERRARO, PAUL JAMES | SENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO | 2479671 |
| FOGG, RICHARD MATTHEW JR | MANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER | 2669807 |
| HILL, LERONICA CARRIETTA | CHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY | 4936282 |
| HUSSEIN, SHAUN R | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5193143 |
Disclosures
| Regulatory Event | 1 |
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