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Leronica Carrietta Hill

HINES PRIVATE WEALTH SOLUTIONS
HOUSTON, TX
·CRD# 4936282·8 years experience

Professional Summary

Leronica Carrietta Hill, who also goes by Leronica Carrietta Dunn, is a registered financial advisor currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in Houston, Texas. Leronica is registered as a RR (Registered Representative) and started their career in finance in 2018. Leronica has worked at 1 firm and has passed the Series 63, Series 7, SIE, Series 99 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leronica Carrietta Dunn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

HINES PRIVATE WEALTH SOLUTIONS LLC·CRD# 128145
BD
845 Texas Avenue Suite 3300, Houston, TX 77002
May 3, 2018 - Present

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Current Firm

HP
HINES PRIVATE WEALTH SOLUTIONS LLC

HINES PRIVATE WEALTH SOLUTIONS LLC | HINES SECURITIES, INC. | HINES REAL ESTATE SECURITIES, INC. | HINES REAL ESTATE INVESTMENTS, INC.

CRD#: 128145 / SEC#: 8-66096
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

845 Texas Avenue Suite 3300, Houston, TX 77002

Mailing Address

845 Texas Avenue Suite 3300, Houston, TX 77002

Phone Number

(888) 446-3773

Established

Delaware since 03/28/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HINES RETAIL SECURITIES LLCOWNER—
CARUSO, JOHN ARMONDMANAGING DIRECTOR, MANAGER5524146
FERRARO, PAUL JAMESSENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO2479671
FOGG, RICHARD MATTHEW JRMANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER2669807
HILL, LERONICA CARRIETTACHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY4936282
HUSSEIN, SHAUN RPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5193143

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(6/25/2018)
RR
Washington
(3/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2018About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2018About the Series 7 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed May 2018About the Series 99 exam

Series 24 — General Securities Principal Examination

Passed Oct 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Leronica Carrietta Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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LH
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