AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RM

Ryan C. Martin

U.S. STERLING SECURITIES
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 6990849
RM

Professional summary

Ryan Christopher Martin is a registered financial professional currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Christopher Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2022 - Present

U.S. STERLING SECURITIES, INC.

Office #1: 1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
BD
CRD#: 35912
Hauppauge, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Montana
(11/22/2022)
RR
New York
(4/4/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/16/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

US
U.S. STERLING SECURITIES, INC.
U.S. STERLING SECURITIES, INC.

CRD#: 35912 / SEC#: , 8-47052

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Mailing Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Phone number
(631) 360-2829
Established
New York since 03/10/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
U. S. STERLING CAPITAL CORPORATIONDOMESTIC ENTITY SHAREHOLDER
GOLDMAN, GEORGE ROBERTFINOP/CO-CCO/ROP/VP FINANCE1315513
ORR, BRIAN JUSTINMANAGING DIRECTOR/EXECUTIVE VP4030228
ORR, HERBERT ARTHUR JRPRESIDENT/CEO/CCO2124439
ORR, SHAWN WILLIAMEXECUTIVE VICE PRESIDENT/CCO4543396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

U.S. STERLING SECURITIES, INC.

CRD#: 35912Hauppauge, NY 11788

TRUST BUT VERIFY

Monitor Ryan Martin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Randy Brickman
Randy BrickmanAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
NORTH WOODMERE, NY
HF
Harlan FischerAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
SETAUKET, NY
GH
Gregory HarrisAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
Farmingdale, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics