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CRD#: 35912
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

U.S. STERLING SECURITIES, INC. is located at 1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788 and was first established at Long Island, New York in 03/10/1992. After operating for 34 years, U.S. STERLING SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of U.S. STERLING SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. U.S. STERLING SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at U.S. STERLING SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access U.S. STERLING SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at U.S. STERLING SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for U.S. STERLING SECURITIES, INC. Comes From

Understanding the Statistics for U.S. STERLING SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Mailing Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Firm Size
Small
Phone Number
(631) 360-2829
Established
New York since 03/10/1992
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
U. S. STERLING CAPITAL CORPORATIONDOMESTIC ENTITY SHAREHOLDER
GOLDMAN, GEORGE ROBERTFINOP/CO-CCO/ROP/VP FINANCE1315513
ORR, BRIAN JUSTINMANAGING DIRECTOR/EXECUTIVE VP4030228
ORR, HERBERT ARTHUR JRPRESIDENT/CEO/CCO2124439
ORR, SHAWN WILLIAMEXECUTIVE VICE PRESIDENT/CCO4543396

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Advisor's working at U.S. STERLING SECURITIES, INC.

ND

Nancy Elizabeth Danielo

Nancy Elizabeth Fitzsimmons
RR
CRD#: 1658836
Location:
Hauppauge, NY 11788
Company:
U.S. STERLING SECURITIES, INC.
Disclosures:
Experience:
37 years
View Profile
PM

Patricia Ann Masel

Patricia Ann Erickson, Patricia Ann Masel Erickson
RR
CRD#: 1613954
Location:
Hauppauge, NY 11788
Company:
U.S. STERLING SECURITIES, INC.
Disclosures:
Experience:
39 years
View Profile
HO

Herbert Arthur Orr JR

RR
CRD#: 2124439
Location:
Hauppauge, NY 11788
Company:
U.S. STERLING SECURITIES, INC.
Disclosures:
Experience:
33 years
View Profile
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