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Alona Kornberg

EDG CAPITAL
Park City, UT
·CRD# 6990646·8 years experience

Professional Summary

Alona Kornberg is a registered financial advisor currently at EDG CAPITAL LLC located in Park City, Utah and MMM SECURITIES LLC located in New York, New York. Alona is registered as a RR (Registered Representative) and started their career in finance in 2018. Alona has worked at 16 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

EDG CAPITAL LLC·CRD# 326173
BD
1743 S Sidewinder Drive Suite 110, Park City, UT 84060
April 26, 2024 - Present
MMM SECURITIES LLC·CRD# 318021
BD
44 Wall Street Room 501, New York, NY 10005
December 3, 2024 - Present
TITAN PARTNERS·CRD# 333575
BD
4 World Trade Center 150 Greenwich Street 49th Floor, New York, NY, 10007
February 4, 2026 - Present
AHANA MARKETS LLC·CRD# 318893
BD
Fort Lee, NJ
March 12, 2024 - July 6, 2026
USREM SECURITIES LLC·CRD# 317571
BD
New York, NY
January 8, 2024 - November 26, 2024
ST GLOBAL MARKETS USA LLC·CRD# 324143
BD
Ft. Lauderdale, FL
November 1, 2023 - December 31, 2023
RUBICON CAPITAL ADVISORS·CRD# 283566
BD
New York, NY
August 15, 2023 - December 31, 2023
SECURITIZE MARKETS, LLC·CRD# 283256
BD
New York, NY
April 24, 2023 - January 5, 2024
WESTCAP MARKETS, LLC·CRD# 318970
BD
Rye Beach, NH
January 6, 2023 - December 31, 2023
KEYSTONE GLOBAL·CRD# 159341
BD
Jericho, NY
December 7, 2022 - December 31, 2023
IFP SECURITIES, LLC·CRD# 297287
BD
Tampa, FL
June 2, 2022 - September 7, 2022
MAMMOTH RESEARCH·CRD# 118148
BD
Fort Wayne, IN
October 7, 2021 - October 3, 2023
VISTIA CAPITAL, LLC·CRD# 311342
BD
Lone Tree, CO
June 28, 2021 - December 31, 2023
ANDBANC BROKERAGE, LLC·CRD# 155979
BD
Miami, FL
April 12, 2021 - June 9, 2021
ROBUS CAPITAL PARTNERS LLC·CRD# 282547
BD
San Juan, PR
November 17, 2020 - December 31, 2023
JARDINE LLOYD THOMPSON CAPITAL MARKETS INC·CRD# 146485
BD
New York, NY
December 20, 2018 - October 1, 2019

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Current Firm

TP
TITAN PARTNERS

OWS BD LLC | TITAN PARTNERS SECURITIES LLC | TITAN PARTNERS

CRD#: 333575 / SEC#: 8-71303
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

4 World Trade Center 150 Greenwich Street 49th Floor, New York, NY, 10007

Mailing Address

4 World Trade Center 150 Greenwich Street 49th Floor, New York, NY, 10007

Phone Number

(929) 833-1246

Established

Delaware since 09/04/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OWS HOLDING LLCMEMBER—
KORNBERG, ALONACHIEF COMPLIANCE OFFICER6990646
SANDS, ADAM GMANAGER AND PRESIDENT6629020
SANDS, JASON LEWISMANAGING DIRECTOR7091951
STAMOVA, ILINA SEVDALINOVAFINOP, PFO AND POO5500851

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/3/2024)
RR
New Jersey
(2/21/2025)
RR
New York
(12/3/2024)
RR
Texas
(2/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2019About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Feb 2021About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2018About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2022About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alona Kornberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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