LB
Liam A. Byrne
ATLAS PRIVATE WEALTH ADVISORS
Charlotte, NC 28210
Some features on this profile are disabled
CRD#: 6986696
LB
Professional summary
Liam Alfred Byrne is a registered financial advisor currently at ATLAS PRIVATE WEALTH ADVISORS located in Charlotte, North Carolina and LPL FINANCIAL LLC located in Charlotte, North Carolina.
Liam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Liam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)8/13/2020- Champion Financial TEAM - DBA for LPL Business (entity for LPL business)- Inv. Related- Matawan, NJ -100%
2)8/13/2020-ATLAS PRIVATE WEALTH ADVISORS- DBA for LPL Business (entity for LPL business)- Inv. Related- Matawan, NJ -100%
CRS (Client Relationship Summary) - RIA
Click below to view Liam Alfred Byrne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2021 - Present
ATLAS PRIVATE WEALTH ADVISORS
Office #1: 6201 Fairview Road Suite 200, Charlotte, NC 28210RIA
CRD#: 283744
Charlotte, NC
Current
October 22, 2020 - Present
LPL FINANCIAL LLC
Office #1: 6201 Fairview Rd Ste 200, Charlotte, NC 28210Office #2: 331 Newman Springs Rd Ste 320 2nd Floor, Red Bank, NJ 07701RIA
BD
CRD#: 6413
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/10/2024)
RR
Colorado(5/10/2024)
RR
Connecticut(5/10/2024)
RR
Florida(5/10/2024)
RR
Idaho(5/10/2024)
RR
Nevada(5/22/2025)
RR
New Jersey(1/20/2021)
RR
New York(5/10/2024)
RR
North Carolina(4/21/2022)
IAR
North Carolina(4/25/2022)
RR
Oregon(5/10/2024)
RR
Pennsylvania(5/10/2024)
RR
South Carolina(5/10/2024)
RR
Texas(5/10/2024)
RR
Virginia(5/10/2024)
RR
Washington(5/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701
Mailing Address
Phone number
(888) 996-2666
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,524 |
| AUM (Assets Under Management) | $ 688,121,996 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
