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BJ

Brandon M. Johnson

FAIRMOUNT PARTNERS LP
Radnor, PA 19087
Some features on this profile are disabled
CRD#: 6983566
BJ

Professional summary


Brandon Matthew Johnson, who also goes by Brandon Johnson, is a registered financial professional currently at FAIRMOUNT PARTNERS LP located in Radnor, Pennsylvania.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2018. Brandon has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brandon Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brandon Matthew Johnson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 21, 2021 - Present

FAIRMOUNT PARTNERS LP

Office #1: 555 East Lancaster Avenue Suite 640, Radnor, PA 19087
BD
CRD#: 146668
Radnor, PA
Past

August 20, 2018 - September 21, 2021

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(9/21/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 8/24/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FP
FAIRMOUNT PARTNERS LP
FAIRMOUNT PARTNERS LP

CRD#: 146668 / SEC#: , 8-67839

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
555 East Lancaster Avenue Suite 640, Radnor, PA 19087
Mailing Address
555 East Lancaster Avenue Suite 640, Radnor, PA 19087
Phone number
(610) 260-6200
Established
Pennsylvania since 01/01/2004
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MCCARTHY, CORNELIUS PATRICK IIICHIEF EXECUTIVE OFFICER2153332
THATCHER, RICHARD W JRMANAGING DIRECTOR
ROBINS, CHARLES MATTHEWMANAGING DIRECTOR2444830
FAIRMOUNT PARTNERS GP INC.GP
HALLIDAY, CHRISTINA MARIEVICE PRESIDENT AND CHIEF FINANCIAL OFFICER2769112
SIMON, LINDA DAHMS MRSCHIEF COMPLIANCE OFFICER59900

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAIRMOUNT PARTNERS LP

CRD#: 146668Radnor, PA 19087

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