Samantha A. Ziegelmeier
Professional summary
Samantha Anne Ziegelmeier is a registered financial professional currently at FMSBONDS, INC. located in Chappaqua, New York.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2019. Samantha has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Anne Ziegelmeier's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2019 - Present
FMSBONDS, INC.
Office #1: 191 King Street, Chappaqua, NY 10514State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2021)
(10/28/2021)
Exams
Series 7TO
Date: 4/30/2019
General Securities Representative ExaminationFINRA
Current Firm
FMSBONDS, INC.
CRD#: 7793 / SEC#: , 8-23280
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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