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CRD#: 7793
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FMSBONDS, INC. is located at 4775 Technology Way, Boca Raton, FL 33431 and was first established at Florida, Florida in 08/11/1978. After operating for 48 years, FMSBONDS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FMSBONDS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FMSBONDS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FMSBONDS, INC. are registered to handle securities or provide financial advice. The firm has 13 disclosures, 11 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FMSBONDS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FMSBONDS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FMSBONDS, INC. Comes From

Understanding the Statistics for FMSBONDS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
11
Arbitration
2

FIRM INFORMATION

Main Address
4775 Technology Way, Boca Raton, FL 33431
Mailing Address
4775 Technology Way, Boca Raton, FL 33431
Firm Size
Small
Phone Number
(800) 741-1103
Established
Florida since 08/11/1978
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FEINSILVER, PAULCHAIRMAN OF THE BOARD500389
KLOTZ, JAMES ARNOLDPRESIDENT500438
GUERRISE, MATTHEW ANTHONYCHIEF COMPLIANCE OFFICER2673770
PARKER, ANNE MICHELLESROP AND CROP2226034
SELIGSOHN, MICHAEL STEVENCHIEF OPERATIONS OFFICER, VICE PRESIDENT2189850
SWINARSKI, THEODORE ANTHONYSENIOR VICE PRESIDENT - TRADING SUPERVISOR1584451

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Advisor's working at FMSBONDS, INC.

JM

Joseph Maya

RR
CRD#: 1719380
Location:
North Miami Beach, FL 33180
Company:
FMSBONDS, INC.
Disclosures:
Experience:
38 years
View Profile
GH

Garry Jan Hurewitz

RR
CRD#: 1795772
Location:
North Miami Beach, FL 33180
Company:
FMSBONDS, INC.
Disclosures:
Experience:
31 years
View Profile
TS

Theodore Anthony Swinarski

Theodore Swinarski
RR
CRD#: 1584451
Location:
North Miami Beach, FL 33180
Company:
FMSBONDS, INC.
Disclosures:
Experience:
39 years
View Profile
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