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Patrick Ryan Schmelzinger

CRD# 6978505·Registered 2022 - 2025
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Ryan Schmelzinger was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2022 - 2025. Patrick had worked at 1 firm and has passed the Series 79TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

EQUITEQ SECURITIES LLC·CRD# 283799
BD
New York, NY
March 15, 2022 - November 3, 2025

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Current Firm

ES
EQUITEQ SECURITIES LLC

EQUITEQ INC. | EQUITEQ SECURITIES LLC

CRD#: 283799 / SEC#: 8-69767
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

460 Park Avenue South Suite 1102, New York, NY 10016

Mailing Address

460 Park Avenue South Suite 1102, New York, NY 10016

Phone Number

(212) 256-1120

Established

Delaware since 08/11/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EQUITEQ INC.SOLE MEMBER—
ASARO, PAUL JOSEPHFINOP4243619
FINCKE, GREGCEO6682361
IGNALL, EVAN TODDCCO2039007
JORGENSON, DAVID HAMMONDPRESIDENT4684856

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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