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AK

Akhilesh Kumar

INVESTEC SECURITIES (US) LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6978181
AK

Professional summary


Akhilesh Kumar is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.

Akhilesh is registered as a RR (Registered Representative) and started their career in finance in 2018. Akhilesh has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Akhilesh Kumar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 18, 2024 - Present

INVESTEC SECURITIES (US) LLC

Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022
BD
CRD#: 138421
New York, NY
Past

October 22, 2018 - March 11, 2024

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/18/2024)
RR
Ohio
(3/18/2024)
RR
Texas
(3/18/2024)
RR
Virginia
(3/18/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 11/12/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IS
INVESTEC SECURITIES (US) LLC
INVESTEC SECURITIES (US) LLC

CRD#: 138421 / SEC#: , 8-67162

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
10 East 53rd Street 22nd Floor, New York, NY 10022
Mailing Address
10 East 53rd Street 22nd Floor, New York, NY 10022
Phone number
(212) 259-5609
Established
Delaware since 09/14/2005
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
INVESTEC USA HOLDINGS CORP.SOLE MEMBER
GREEN, JONATHAN EVANGENERAL COUNSEL, MANAGER AND DIRECTOR7964267
HADZIC, EMINACHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022)6316232
NAROV, STEVECHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL3060331
ROSENBLUM, SCOTT S.NON-EMPLOYEE DIRECTOR4251370
SUMNER, NOEL JUSTINNON-EMPLOYEE DIRECTOR7448843
VAN DER WALT, MARLENON-EMPLOYEE DIRECTOR7694588

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTEC SECURITIES (US) LLC

CRD#: 138421New York, NY 10022

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