AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
SS

Scott Alexander Stewart

BAKER TILLY CAPITAL
MADISON, WI
·CRD# 6977422·6 years registered

Professional Summary

Scott Alexander Stewart, who also goes by Scott Stewart, is a registered financial advisor currently at BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin and W G SECURITIES, LLC located in West Hartford, Connecticut. Scott is registered as a RR (Registered Representative) and started their career in finance in 2020. Scott has worked at 16 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Stewart

Blog Corner

More Resources

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
View profile
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

Years of Experience

6 years registered in the securities industry

Current & Past Employments

Current

BAKER TILLY CAPITAL, LLCCurrent·CRD# 115333
BD
4807 Innovate Lane, Madison, WI 53718
June 10, 2025 - Present
W G SECURITIES, LLCCurrent·CRD# 140869
BD
10 N Main St Suite 214, West Hartford, CT 06107
June 12, 2025 - Present
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATIONCurrent·CRD# 152920
BD
1. 437 Madison Avenue Suite 1904, New York, NY 100222. 437 Madison Avenue Suite 1904, New York, NY 10022
June 18, 2025 - Present
STERN CAPITAL LLCCurrent·CRD# 131226
BD
1. 420 Lexington Avenue Suite 300, New York, NY 101702. 420 Lexington Avenue Suite 300, New York, NY 10170
June 18, 2025 - Present
PLEXUS ENERGY CAPITAL, LLCCurrent·CRD# 138263
BD
8859 West Crestline Dr., Littleton, CO 80123
June 26, 2025 - Present
MIT ASSOCIATES, LLCCurrent·CRD# 121171
BD
Tiburon, CA
June 30, 2025 - Present
PINNACLE INVESTMENTS, LLCCurrent·CRD# 142910
RIA
BD
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
July 21, 2026 - Present
L.J. HART AND COMPANYCurrent·CRD# 28867
BD
8000 Forsyth Blvd, St. Louis, MO 63105
July 30, 2026 - Present
ASBURY CAPITAL LLCCurrent·CRD# 142174
BD
310 West 86th Street Apt 3b, New York, NY 10024
August 16, 2026 - Present
UNEST SECURITIES, LLCCurrent·CRD# 309955
BD
221 S. 2nd Street, Laramie, WY 82070
September 1, 2026 - Present
BATES SECURITIES, INC.Current·CRD# 10759
BD
8437 Northern Ave, Rockford, IL 61107
September 30, 2026 - Present
BUTLER CAPITAL PARTNERSCurrent·CRD# 114242
BD
Oyster Bay, NY
October 26, 2026 - Present

Past

WITHUM CAPITAL, LLCPast·CRD# 323214
BD
Whippany, NJ
June 9, 2025 - March 25, 2026
STONELIVING SECURITIES, LLCPast·CRD# 153565
BD
Miami Beach, FL
November 21, 2024 - February 20, 2026
CRONUS PARTNERS LLCPast·CRD# 133392
BD
Southport, CT
June 26, 2025 - January 5, 2026
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
BD
Pittsburgh, PA
September 17, 2020 - September 18, 2024

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

Current Firm

BC
BUTLER CAPITAL PARTNERS

BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: 8-53413
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

326 Centre Island Road, Oyster Bay, NY 11771

Mailing Address

Po Box 1358, Bayville, NY 11709

Phone Number

(516) 333-2100

Established

New York since 04/16/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BUTLER, R ALAN JRMANAGING MEMBER1049661
CRENSHAW, ANNE ELIZABETHCHIEF FINANCIAL OFFICER (CFO)4881781
KEMPER, ANTOINE CLAUDE JRCOO1395246
KLICK, ANDREW SCOTTCHIEF COMPLIANCE OFFICER2186884
STEWART, SCOTT ALEXANDERFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)6977422

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(9/30/2026)
RR
Florida
(9/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2025About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2020About the Series 27 exam
FINRA
SRO Registrations
FINRA
SRO Registrations

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

GJ
AdvisorCheck Check Mark
Gerald Michael Jevic

OPPENHEIMER & CO. INC.

HADDON TOWNSHIP, NJ · CRD#
Jamil Moussa Abdullah
AdvisorCheck Check Mark
Jamil Moussa Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#
CM
AdvisorCheck Check Mark
C Edward Morris

MORGAN STANLEY

Savannah, GA · CRD#
MC
AdvisorCheck Check Mark
Michael Patrick Cover

NATIONS FINANCIAL GROUP, INC.

LITTLETON, CO · CRD#