Ralph Alan Butler Jr
Professional Summary
Ralph Alan Butler JR, who also goes by R Alan Butler Jr, Ralph Alan Butler, is a registered financial advisor currently at BUTLER CAPITAL PARTNERS located in Oyster Bay, New York. Ralph is registered as a RR (Registered Representative) and started their career in finance in 1982. Ralph has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
R Alan Butler Jr, Ralph Alan Butler
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS
Contact Information
Main Address
326 Centre Island Road, Oyster Bay, NY 11771Mailing Address
Po Box 1358, Bayville, NY 11709Phone Number
(516) 333-2100Established
New York since 04/16/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2017)
(1/23/2017)
(7/15/2009)
(4/11/2013)
(10/28/2010)
(1/23/2017)
(10/23/2002)
(4/9/2013)
(4/8/2013)
(7/15/2009)
(3/28/2013)
(8/14/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ralph Alan Butler JR's CRS (Customer Relationship Summary).
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