RB
Richard A. Basulto
EAGLE STRATEGIES LLC
UNIONDALE, NY 11553
Some features on this profile are disabled
CRD#: 6975659
RB
Professional summary
Richard Anthony Basulto is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Uniondale, New York and NYLIFE SECURITIES LLC located in Uniondale, New York.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Richard has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2555 Kingston Road Suite 180 York, PA 17402; Start Date 10/2023; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; If I have a client where NYL isn't the right fit, I will use Triton Brokerage to get quotes and help the client get the coverage that fits their need and budget.] [RLRS Capital LLC ; LLC that holds a real estate rental property; 1965 S. Ocean Drive, Apt 3C Hallandale Beach, FL 33009; Start Date 02/2024; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; None, my parents own majority of the shares and do all of the work.][New Hyde Park Chamber of Commerce ; Board Member. I have been a member of the New Hyde Park Chamber of Commerce for the last 4 years. I was nominated to join the board. I am asking for approval; PO Box 247 New Hyde Park, NY 11040; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Richard Anthony Basulto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 333 Earle Ovington Blvd. Suite 505, Uniondale, NY 11553RIA
CRD#: 110826
UNIONDALE, NY
Current
January 10, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 333 Earle Ovington Blvd. Suite 505, Uniondale, NY 11553BD
CRD#: 5167
Uniondale, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2023)
RR
Connecticut(12/6/2024)
RR
Florida(1/2/2020)
RR
New Jersey(6/5/2025)
RR
New York(3/5/2019)
IAR
New York(12/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
