Manish Kumar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manish Kumar was a registered financial professional .
Manish is a previously registered financial professional and started their career in finance in 2018. Manish had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2025 - June 30, 2026
CROSSTREE CAPITAL SECURITIES, LLC
August 17, 2020 - August 30, 2024
INDEPENDENT INVESTMENT BANKERS, CORP.
May 21, 2019 - January 29, 2020
DRIVEWEALTH INSTITUTIONAL LLC
June 25, 2018 - April 22, 2019
ACHELOUS PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROSSTREE CAPITAL SECURITIES, LLC
CRD#: 154675 / SEC#: , 8-68662
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
