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For Advisors
AS

Antonino R. Sanfilippo

PACER FINANCIAL
Malvern, PA 19355
CRD#: 6970163
Some features on this profile are disabled
AS
Antonino Robert SanfilippoPACER FINANCIAL

Professional summary

Antonino Robert Sanfilippo, who also goes by Antonino Sanfilippo, Nino Sanfilippo, is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Antonino is registered as a RR (Registered Representative) and started their career in finance in 2019. Antonino has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Antonino Sanfilippo | Nino Sanfilippo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Antonino Robert Sanfilippo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2026 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355
BD
CRD#: 137040
Malvern, PA
Past

July 3, 2023 - March 6, 2026

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

March 1, 2019 - June 13, 2023

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
GENEVA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/4/2026)
RR
Indiana
(3/4/2026)
RR
Pennsylvania
(3/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/3/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PACER FINANCIAL, INC.
PACER FINANCIAL, INC.

CRD#: 137040 / SEC#: , 8-67061

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
500 Chesterfield Parkway, Malvern, PA 19355
Mailing Address
500 Chesterfield Parkway, Malvern, PA 19355
Phone number
(610) 644-8100
Established
Pennsylvania since 03/23/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
THOMSON, JOE MCKEEPRESIDENT718569
OHARA, SEAN EDWARDDIRECTOR1312483
BRADBARD, ASHLEE ANN THOMSONSR. VICE PRESIDENT5761850
THOMSON, JOANN MARIESECRETARY/TREASURER5086499
ZELLER, KIMBERLY L. T.VICE PRESIDENT5774669
JOHNSON, JEFFREY SHAWNCHIEF COMPLIANCE OFFICER5508770
MILLER, JOHN STEVENSONFINOP2139980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACER FINANCIAL, INC.

CRD#: 137040Malvern, PA 19355

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