Charles F. Joerss
Professional summary
Charles Frederick Joerss is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2018. Charles has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Frederick Joerss's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2026 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094August 24, 2018 - September 1, 2021
WHITEHALL CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/6/2024
General Securities Representative ExaminationSeries 79TO
Date: 2/6/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
