Callie Cox

RITHOLTZ WEALTH MANAGEMENT

Charlotte, NC 28203

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CRD#: 6967866

Professional summary

Callie Cox, who also goes by Callie Bost, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Charlotte, North Carolina.

Callie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Callie has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Callie Bost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Callie Cox Media, LLC; Investment-related; Charlotte, NC; media business established to educate everyday investors about markets and money; CEO/Founder; 04/2024; 5 hours per month; 0 hours per month; publishes content

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2025 - Present

RITHOLTZ WEALTH MANAGEMENT

Office #1: 1900 South Boulevard Suite 110, Charlotte, NC 28203

RIA

CRD#: 168652

Charlotte, NC

Past

December 15, 2021 - March 1, 2024

ETORO USA SECURITIES INC.

CRD#: 298361

Hoboken, NJ

Past

March 30, 2020 - December 2, 2021

ALLY INVEST ADVISORS

RIA

CRD#: 170301

CHARLOTTE, NC

Past

March 10, 2020 - December 2, 2021

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Past

February 25, 2019 - February 26, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

October 23, 2018 - February 26, 2020

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RITHOLTZ WEALTH MANAGEMENT

COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE

CRD#: 168652 / SEC#: 801-78479

RIA

Registered Investment Advisory firm - (9/16/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2018

General Securities Representative Examination

Current Firm

RITHOLTZ WEALTH MANAGEMENT

COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE

CRD#: 168652 / SEC#: 801-78479

RIA

Registered Investment Advisory firm - (9/16/2013 Approved)

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Contact information

Main Address

24 West 40th Street 15th Floor, New York, NY 10018

Mailing Address

Phone number

(212) 625-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/2/2025)

Regulatory assets under management

Total Number of Accounts	11,801
AUM (Assets Under Management)	$ 6,459,181,176

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/28/2025	Cover Page	Report
04/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Callie Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETORO USA SECURITIES INC.

ALLY INVEST ADVISORS

ALLY INVEST SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

RITHOLTZ WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2025

Series 66

Date: 2/22/2019

SIE

Date: 10/24/2018

Series 7

Date: 10/23/2018

Current Firm

RITHOLTZ WEALTH MANAGEMENT

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RITHOLTZ WEALTH MANAGEMENT

TRUST BUT VERIFY

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