Nathan T. Mitchell
VALMARK ADVISERS
Opelika, AL 36801
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CRD#: 6962836
Professional summary
Nathan Thompson Mitchell, CFP® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Opelika, Alabama and VALMARK SECURITIES, INC. located in Opelika, Alabama.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Nathan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Nathan Mitchell Independent Contractor, Rental Property Management, Property Manager, Rental property management, corporate accounting, and other basic operations for a family owned business. I hold no ownership in the family owned business, started 6/1/2019, not investment related, 1-5 hours per month, compensation is 7% of gross rental revenue/// 2) Opelika, AL; Qualified intermediary for real estate related section 1031 exchanges; not investment related; charge a flat fee for 1031 Qualified Intermediary services./// 3) Tax Preparer; Smith-Kastner Wealth Management; 1800 Airport Road, Opelika, AL 36801; NOT Investment Related; Start Date 3/1/2022; Approximately 6-10 hrs. per month; Compensated by Smith-Kastner Wealth Management./// 4) Smith-Kastner Wealth Management, LLC; 1800 Airport Road, Opelika, AL 36801; Financial Advisor; Provide financial advice and products to clients; YES Investment Related; Start Date 06/01/2018; Approximately 40+ hrs. per month; Salary./// 5) Opelika Chamber Foundation ; 601 Avenue A, Opelika AL 36801; Board Member; Oversee and council the staff, the Board of Directors for the Opelika Chamber and a new workforce development initiative; NOT Investment Related; Start Date 07/17/2023; Approximately 1-5 hrs. per month; I will not be compensated./// 6)Kiwanis Club of Opelika; Opelika, AL; Board Member; start 09/2023; non-profit; help guide and make decision for the betterment of the club to greater serve the community through various campaigns; not investment related; no compensation.//
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Thompson Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 23, 2019 - Present
VALMARK ADVISERS, INC.
Office #1: 1800 Airport Road, Opelika, AL 36801RIA
CRD#: 108050
Opelika, AL
Current
February 7, 2019 - Present
VALMARK SECURITIES, INC.
Office #1: 1800 Airport Rd., Opelika, AL 36801BD
CRD#: 31243
Opelika, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/21/2019)
IAR
Alabama(5/23/2019)
IAR
Arkansas(1/12/2022)
RR
California(3/18/2022)
RR
Colorado(1/12/2022)
RR
Connecticut(4/28/2025)
RR
Florida(1/12/2022)
RR
Georgia(1/3/2022)
IAR
Georgia(1/4/2022)
RR
Idaho(1/12/2022)
IAR
Louisiana(9/7/2023)
RR
Maryland(1/3/2025)
IAR
Maryland(1/3/2025)
RR
North Carolina(1/12/2022)
IAR
North Carolina(1/12/2022)
IAR
Ohio(11/4/2022)
RR
South Dakota(9/10/2024)
IAR
South Dakota(9/11/2024)
IAR
Texas(1/12/2022)
RR
Texas(3/17/2022)
RR
Utah(1/12/2022)
IAR
Utah(1/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/7/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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