Jacob A. Serfas

BROOKSTONE WEALTH ADVISORS

Annapolis, MD 21401

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CRD#: 6962284

Professional summary

Jacob Alexander Serfas, who also goes by Jacob A Serfas, Jacob Alexander Serfas, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Annapolis, Maryland.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jacob has worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob A Serfas | Jacob Alexander Serfas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Copper Creek Wealth Management; YES INVESTMENT RELATED; 201 INTERNATIONAL CIRCLE, STE 230, COCKEYSVILLE, MD 21030; INSURANCE SALES; INDEPENDENT ADVISOR; START DATE 07/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Alexander Serfas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 170 Jennifer Rd, Suite 336, Annapolis, MD 21401

RIA

CRD#: 137658

Annapolis, MD

Past

February 16, 2022 - October 12, 2023

ATTIVO LEGACY ADVISORS, LLC

RIA

CRD#: 109195

Gambrills, MD

Past

November 6, 2020 - September 30, 2021

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Baltimore, MD

Past

January 20, 2020 - July 31, 2020

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Cockeysville, MD

Past

April 22, 2019 - January 20, 2020

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Baltimore, MD

Past

June 8, 2018 - March 20, 2019

CORECAP ADVISORS

RIA

CRD#: 158819

Baltimore, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2018

Uniform Investment Adviser Law Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob A. Serfas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Alexander Serfas's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

ATTIVO LEGACY ADVISORS, LLC

ALPHASTAR CAPITAL MANAGEMENT

AE WEALTH MANAGEMENT, LLC

FIRST ADVISORS NATIONAL, LLC

CORECAP ADVISORS

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2018

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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