TC
Thomas R. Cromer
KESTRA ADVISORY SERVICES
North Richland Hills, TX 76182
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CRD#: 6951122
TC
Professional summary
Thomas Russell Cromer is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in North Richland Hills, Texas and KESTRA INVESTMENT SERVICES, LLC located in North Richland Hills, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: CROMER FAMILY FINANCIAL POSITION: Field Assistant NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 45 START DATE: 08/01/2023 ADDRESS: 8613 Mid Cities Blvd., Suite 100, North Richland Hills TX 76182 DESCRIPTION: My two primary roles are customer service and administrative activities. Business Name: KESTRA ADVISORY SERVICES POSITION: Field Assistant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 75 START DATE: 08/01/2023 ADDRESS: 5707 Southwest Parkway, Buidling 2, Austin TX 78735 DESCRIPTION: My primary roles are customer service and administrative activities.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Russell Cromer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8613 Mid Citis Blvd Ste 100, North Richland Hills, TX 76182RIA
CRD#: 283330
North Richland Hills, TX
Current
August 1, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8613 Mid Cities Blvd #100, North Richland Hills, TX 76182BD
CRD#: 42046
North Richland Hills, TX
Past
February 15, 2022 - August 4, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
NORTH RICHLAND HILLS, TX
Past
July 8, 2021 - August 4, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
NORTH RICHLAND HILLS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/1/2023)
IAR
Texas(8/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
