Jeremy Engel
Professional summary
Jeremy Engel is a registered financial professional currently at GREENSLEDGE CAPITAL MARKETS LLC located in New York, New York.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2018. Jeremy has worked at 2 firms and has passed the Series 63, Series 7, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Engel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2021 - Present
GREENSLEDGE CAPITAL MARKETS LLC
Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022September 17, 2018 - April 19, 2021
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2021)
Exams
FINRA
Current Firm
GREENSLEDGE CAPITAL MARKETS LLC
CRD#: 151026 / SEC#: , 8-68328
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENSLEDGE HOLDINGS LLC | OWNER | |
| GOLDWASSER PLUTZIK, LESLEY DANA | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 1315659 |
| KANE, JAMES BRASSLER | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2568683 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| WORMSER, KENNETH MARK | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2099206 |
| ZEITLIN, BRIAN SCOTT | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE | 2898818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
