Hao Sheng

RIEMANN CAPITAL LLC

Great Neck, NY 11021

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CRD#: 6949903

Professional summary

Hao Sheng is a registered financial advisor currently at RIEMANN CAPITAL LLC located in Great Neck, New York and PRIME NUMBER CAPITAL, LLC located in Great Neck, New York.

Hao is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Hao has worked at 2 firms and has passed the Series 66, Series 16, Series 7, SIE, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hao Sheng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2025 - Present

RIEMANN CAPITAL LLC

Office #1: 14 Myrtle Drive, Great Neck, NY 11021

RIA

CRD#: 306524

Great Neck, NY

Current

December 6, 2018 - Present

PRIME NUMBER CAPITAL, LLC

Office #2: 12 E. 49th Street Tower 49 27th Floor, New York, NY, 10017

CRD#: 297029

GREAT NECK, NY

Past

August 27, 2021 - December 31, 2024

RIEMANN CAPITAL LLC

RIA

CRD#: 306524

GREAT NECK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(6/4/2021)

New Jersey
(4/9/2025)

New York
(3/29/2019)

IAR

New York
(11/7/2025)

Texas
(7/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 16

Date: 11/18/2019

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 9/27/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/27/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 27

Date: 12/4/2019

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/2018

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

RIEMANN CAPITAL LLC

CRD#: 306524 / SEC#:

New York

Registered Investment Advisory firm - (11/7/2025 Approved)

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Contact information

Main Address

14 Myrtle Drive, Great Neck, NY 11021

Mailing Address

Phone number

(516) 582-9666

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hao Sheng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hao Sheng's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIME NUMBER CAPITAL, LLC

RIEMANN CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2019

Series 16

Date: 11/18/2019

Series 7

Date: 9/27/2018

SIE

Date: 9/27/2018

Series 27

Date: 12/4/2019

Series 24

Date: 10/24/2018

FINRA

Nasdaq Stock Market

Current Firm

RIEMANN CAPITAL LLC

Contact information

Documents

Red Flags

Company Information

RIEMANN CAPITAL LLC

TRUST BUT VERIFY

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