Sidney F. Smith
Professional summary
Sidney Frances Smith, who also goes by Sidney Carlan, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Sidney is registered as a RR (Registered Representative) and started their career in finance in 2018. Sidney has worked at 5 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sidney Frances Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902January 3, 2024 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 15, 2021 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
March 15, 2021 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
December 12, 2018 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/12/2018
General Securities Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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