Andrea C. Robia
Professional summary
Andrea C Robia, who also goes by Andrea Claire Sikes, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Fort Worth, Texas and FROST BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andrea has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrea C Robia's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 640 Taylor St Ste 1000, Fort Worth, TX 76102July 27, 2018 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 640 Taylor St Ste 1000, Fort Worth, TX 76102September 13, 2018 - December 31, 2021
FROST INVESTMENT SERVICES
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2018)
(1/28/2022)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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