WP
Wesley D. Privett
CETERA INVESTMENT ADVISERS LLC
FORT WAYNE, IN 46825
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CRD#: 6942740
WP
Professional summary
Wesley Daniel Privett is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA INVESTMENT SERVICES LLC located in Van Wert, Ohio.
Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Wesley has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JBC COMPANIES. JACKSON BROKERAGE SALE OF FIXED INSURANCE THROUGH JACKSON BROKERAGE & FINANCIAL IDENTITY ADVISORS LLC; 20 HRS WK 2. SVP, OPERATIONS AND COMPLIANCE FOR JACKSON BROKERAGE DBA JBC COMPANIES; OVERSEES DAY-TO-DAY OPERATIONS OF JBC'S FIXED INSURANCE IMO BUSINESS AND COMPLIANCE
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Daniel Privett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10355 Dawsons Creek Blvd Ste F, Fort Wayne, IN 46825RIA
CRD#: 105644
FORT WAYNE, IN
Current
May 24, 2018 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 102 Christopher Crossing, Van Wert, OH 45891Office #2: 1111 S 13th Street, Decatur, IN 46733Office #3: 404 N Main Street, Bluffton, IN 46714Office #4: 1105 North Us Hwy 27, Berne, IN 46711Office #5: 222 Heritage Trail, Berne, IN 46711Office #6: 10355 Dawson's Creek Blvd Suite F, Fort Wayne, IN 46825Office #7: 10355 Dawson's Creek Blvd Ste D, Fort Wayne, IN 46825Office #8: 1500 Main Street, Jasper, IN 47546Office #9: 8482 W State Road 56, French Lick, IN 47432Office #10: 900 East Eighth Street, Washington, MO 63090BD
CRD#: 15340
Van Wert, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2020)
RR
Arizona(4/28/2020)
RR
Arkansas(4/28/2020)
RR
California(4/28/2020)
RR
Colorado(4/28/2020)
RR
Connecticut(1/3/2024)
RR
Delaware(4/28/2020)
RR
District of Columbia(1/3/2024)
RR
Florida(4/28/2020)
RR
Georgia(4/8/2019)
RR
Illinois(2/13/2019)
RR
Indiana(8/27/2018)
IAR
Indiana(8/27/2018)
RR
Iowa(4/28/2020)
RR
Kansas(4/28/2020)
RR
Kentucky(4/8/2019)
RR
Maine(1/3/2024)
RR
Maryland(4/28/2020)
RR
Massachusetts(4/28/2020)
RR
Michigan(4/28/2020)
RR
Minnesota(4/28/2020)
RR
Missouri(4/28/2020)
RR
New Hampshire(4/28/2020)
RR
New Jersey(4/28/2020)
RR
New Mexico(1/3/2024)
RR
New York(4/28/2020)
RR
North Carolina(4/28/2020)
RR
Ohio(4/29/2020)
RR
Oklahoma(1/3/2024)
RR
Oregon(4/28/2020)
RR
Pennsylvania(4/28/2020)
RR
Rhode Island(1/3/2024)
RR
South Carolina(4/28/2020)
RR
South Dakota(1/3/2024)
RR
Tennessee(4/28/2020)
RR
Texas(4/28/2020)
IAR
Texas(4/28/2020)
RR
Utah(1/3/2024)
RR
Vermont(1/3/2024)
RR
Virginia(4/28/2020)
RR
Washington(4/28/2020)
RR
Wisconsin(4/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
