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Ana Cecilia De Anda Dabrowski

GFG SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6941707
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Professional summary

Ana Cecilia De Anda Dabrowski, who also goes by Ana Cecilia De Anda Dabrowski, is a registered financial professional currently at GFG SECURITIES, LLC located in Miami, Florida.

Ana Cecilia is registered as a RR (Registered Representative) and started their career in finance in 2020. Ana Cecilia has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ana Cecilia De Anda Dabrowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ana Cecilia De Anda Dabrowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2021 - Present

GFG SECURITIES, LLC

Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131
BD
CRD#: 132602
Miami, FL
Past

February 12, 2020 - September 9, 2021

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

January 13, 2020 - September 9, 2021

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/5/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/28/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/7/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/6/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GFG SECURITIES, LLC
GFG SECURITIES, LLC

CRD#: 132602 / SEC#: , 8-66606

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
701 Brickell Avenue Suite 1400, Miami, FL 33131
Mailing Address
701 Brickell Avenue Suite 1400, Miami, FL 33131
Phone number
(305) 810-6555
Established
Delaware since 03/03/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GFG HOLDINGS LLCMEMBER
MEZA, RODRIGO ALONSOMEMBER7288164
GEORGE, KENNETH RONALDFINOP2643369
GRANATA, VERONICA NMNGENERAL COUNSEL / CCO5923033
GRUENER, EDUARDO NMNCO-CEO2790331
GRUENER, MAURICIO NMNCO-CEO3119575
PEREZ, LEON NMNPARTNER5457524

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GFG SECURITIES, LLC

CRD#: 132602Miami, FL 33131

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