Mauricio Nmn Gruener
Professional Summary
Mauricio Nmn Gruener, who also goes by Mauricio Gruener, is a registered financial advisor currently at GFG SECURITIES, LLC located in Miami, Florida. Mauricio is registered as a RR (Registered Representative) and started their career in finance in 1998. Mauricio has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mauricio Gruener
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
GFG SECURITIES, LLC
Contact Information
Main Address
701 Brickell Avenue Suite 1400, Miami, FL 33131Mailing Address
701 Brickell Avenue Suite 1400, Miami, FL 33131Phone Number
(305) 810-6555Established
Delaware since 03/03/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2005)
(1/27/2005)
(3/23/2005)
(3/21/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mauricio Nmn Gruener's CRS (Customer Relationship Summary).
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