Danielle Franklin
Professional summary
Danielle Franklin is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in New Albany, Ohio and SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Danielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Danielle has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Danielle Franklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
SEI INVESTMENTS MANAGEMENT CORP
January 10, 2023 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456April 12, 2019 - December 31, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2023)
(1/31/2024)
Exams
Series 7TO
Date: 4/12/2019
General Securities Representative ExaminationFINRA
Current Firm
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
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