Robert L. Smith
Professional summary
Robert Levi Smith III, who also goes by Robert Levi Smith, is a registered financial professional currently at RCX CAPITAL GROUP, LLC located in Boone, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Levi Smith III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2019 - Present
RCX CAPITAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2020)
(2/14/2020)
(9/25/2025)
(2/14/2020)
Exams
Series 7TO
Date: 3/29/2019
General Securities Representative ExaminationFINRA
Current Firm
RCX CAPITAL GROUP, LLC
CRD#: 114290 / SEC#: , 8-53416
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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