Jean-louis Guinchard
Professional Summary
Jean-louis Guinchard, who also goes by Jean Louis Guinchard, Jeanlouis Guinchard, is a registered financial advisor currently at RCX CAPITAL GROUP ADVISORS, LLC located in Boone, North Carolina and RCX CAPITAL GROUP, LLC located in Boone, North Carolina. Jean-louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Jean-louis has worked at 9 firms and has passed the Series 65, Series 63, Series 66,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jean Louis Guinchard, Jeanlouis Guinchard
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
COVENANT INVESTMENT CAPITAL, LLC | SILVER PORTAL CAPITAL ADVISORS, LLC | RCX CAPITAL GROUP ADVISORS, LLC
Contact Information
Main Address
271 Sleepy Valley Drive, Boone, NC 28607Mailing Address
Po Box 1151, Boone, NC 28607Phone Number
(858) 232-7007# of Employees
2Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jean-louis Guinchard's CRS (Customer Relationship Summary).
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