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Jean-louis Guinchard

RCX CAPITAL GROUP ADVISORS
BOONE, NC
·CRD# 1983431·37 years experience

Professional Summary

Jean-louis Guinchard, who also goes by Jean Louis Guinchard, Jeanlouis Guinchard, is a registered financial advisor currently at RCX CAPITAL GROUP ADVISORS, LLC located in Boone, North Carolina and RCX CAPITAL GROUP, LLC located in Boone, North Carolina. Jean-louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Jean-louis has worked at 9 firms and has passed the Series 65, Series 63, Series 66,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jean Louis Guinchard, Jeanlouis Guinchard

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

RCX CAPITAL GROUP ADVISORS, LLC·CRD# 170463
RIA
271 Sleepy Valley Drive, Boone, NC 28607
January 9, 2015 - Present
RCX CAPITAL GROUP, LLC·CRD# 114290
BD
Boone, NC
September 6, 2012 - Present
INLAND INVESTMENT ADVISORS, LLC·CRD# 109933
RIA
Oak Brook, IL
September 2, 2020 - June 28, 2022
RCX CAPITAL GROUP ADVISORS, LLC·CRD# 170463
RIA
San Diego, CA
October 27, 2014 - December 31, 2014
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
San Diego, CA
April 21, 2003 - May 29, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
San Diego, CA
April 21, 2003 - May 29, 2007
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
February 11, 1999 - April 15, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 1, 1998 - February 9, 1998
SALOMON BROTHERS MUNICIPALS INC·CRD# 28940
BD
December 8, 1992 - December 16, 1995
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 10, 1992 - February 9, 1998
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 19, 1992 - October 5, 1992
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
September 19, 1989 - July 14, 1992

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Current Firm

RC
RCX CAPITAL GROUP ADVISORS, LLC

COVENANT INVESTMENT CAPITAL, LLC | SILVER PORTAL CAPITAL ADVISORS, LLC | RCX CAPITAL GROUP ADVISORS, LLC

CRD#: 170463 / SEC#: 801-79238
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Terminated)
California
Registered Investment Advisory firm - California (1/1/2015 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (7/27/2021 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

271 Sleepy Valley Drive, Boone, NC 28607

Mailing Address

Po Box 1151, Boone, NC 28607

Phone Number

(858) 232-7007

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1. O&A REAL ESTATE DEVELOPMENT PARTNERS; NON-INVESTMENT RELATED; PO BOX 1151, BOONE, NORTH CAROLINA 28607; PRESIDENT/CEO; START DATE:07/2007; LESS THAN 5 PER MONTH; REAL ESTATE DEVELOPMENT. #2. PENINSULA MAYA DEVELOPMENTS, S.A.DE CV.; CALLE 8 # 101 X5Y7, FRAC MONTECRISTO, MERIDA, YUCATAN, MEXICO 97133; INVESTMENT RELATED; START DATE: JULY 2008; CONSULTANT; LESS THAN 5 HRS/MONTH; LESS THAN 5 HRS DURING TRADING; REAL ESTATE DEVELOPMENT/LARGE MASTER PLANNED RESORT DESTINATION; DUTIES INCLUDE COORDINATING CONSULTANTS AND PREPARING REAL ESTATE COMPANY FOR SALE. #3. NAME OF BUSINESS - REDELY INC.; INVESTMENT RELATED; ADDRESS - 122 WEST 26TH STREET, 2ND FLOOR, NEW YORK, NEW YORK 10001; NATURE - TAX-ADVANTAGE REAL ESTATE TRANSACTION PORTAL; POSITION - OWNER/BOARD MEMBER; START DATE - 08/31/2019; APPROXIMATE NUMBER OF HOURS PER MONTH LESS THAN 5 WITH LESS THAN 1 DURING TRADING HOURS; DUTIES - BOARD MEMBER. #4. CLAIRMONT GP FUND IV, LP; YES; 1925 CENTURY PARK E, SUITE 1700, LOS ANGELES, CALIFORNIA 90067; CLAIRMONT GP FUND, LP (THE "FUND") IS A FUND THAT SPECIALIZES IN, AND PROVIDES ACCESS TO, GENERAL PARTNERSHIP ("GP") EQUITY CO-INVESTMENTS ALONGSIDE BEST-IN-CLASS REAL ESTATE SPONSORS AND ELITE INSTITUTIONAL EQUITY PARTNERS IN MARKET-INELASTIC ASSET CLASSES THROUGHOUT THE UNITED STATES. THE FUND SEEKS TO DELIVER SUPERIOR RISK-ADJUSTED RETURNS THROUGH ITS UNIQUE ABILITY TO PARTICIPATE IN THE GP'S 'PROMOTE" OR "CARRIED INTEREST" IN OPPORTUNISTIC, INSTITUTIONAL-GRADE REAL ESTATE JOINT VENTURES; MEMBER OF INVESTMENT COMMITTE; 03/01/2021; 4 HOURS ALL DURING TRADING; MY ROLE ON THE INVESTMENT COMMITTEE CENTERS ON CONTRIBUTING TO HIGH-LEVEL OVERSIGHT OF THE FUND'S INVESTMENT STATEGIES. I WORK WITH FELLOW COMMITTEE MEMBERS TO ENSURE THAT THE CCG TEAM'S PROPOSED INVESTMENTS ALIGN WITH THE FUND'S OBJECTIVES AND SERVE AS A SOUNDING BOARD FOR THE COMMITTEE, PROVIDING AN INDEPENDENT PERSPECTIVE THAT HELPS TO BALANCE DIFFERING VIEWPOINTS AND ENSURE A WELL-ROUNDED APPROACH TO DECISION-MAKING. I DO MY BEST TO OFFER GUIDANCE ROOTED IN MY EXTENSIVE AND SEASONED EXPERIENCE IN THE REAL ESTATE EQUITY AND DEBT CAPITAL MARKETS, AND SUBSTANTIAL RELATIONSHIPS WITH SPONSORS IN A VARIETY OF ASSET CLASSES AND STRATEGIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2018)
RR
Alaska
(1/2/2018)
RR
Arizona
(1/2/2018)
RR
Arkansas
(8/5/2015)
RR
California
(1/29/2013)
IAR
California
(1/9/2015)
RR
Colorado
(1/2/2018)
RR
Connecticut
(1/2/2018)
RR
Delaware
(1/2/2018)
RR
District of Columbia
(1/2/2018)
RR
Florida
(1/2/2018)
RR
Georgia
(1/2/2018)
RR
Hawaii
(1/2/2018)
RR
Idaho
(1/2/2018)
RR
Illinois
(1/2/2018)
RR
Indiana
(1/2/2018)
RR
Iowa
(1/2/2018)
RR
Kansas
(1/2/2018)
RR
Kentucky
(1/2/2018)
RR
Louisiana
(1/2/2018)
RR
Maine
(1/2/2018)
RR
Maryland
(1/2/2018)
RR
Massachusetts
(1/2/2018)
RR
Michigan
(1/2/2018)
RR
Minnesota
(7/6/2016)
RR
Mississippi
(1/2/2018)
RR
Missouri
(1/2/2018)
RR
Montana
(1/2/2018)
RR
Nebraska
(1/2/2018)
RR
Nevada
(1/2/2018)
RR
New Hampshire
(1/2/2018)
RR
New Jersey
(1/2/2018)
RR
New Mexico
(1/2/2018)
RR
New York
(1/2/2018)
RR
North Carolina
(1/2/2018)
IAR
North Carolina
(11/24/2021)
RR
North Dakota
(1/2/2018)
RR
Ohio
(1/2/2018)
RR
Oklahoma
(1/2/2018)
RR
Oregon
(1/2/2018)
RR
Pennsylvania
(1/2/2018)
RR
Rhode Island
(1/2/2018)
RR
South Carolina
(1/2/2018)
RR
South Dakota
(1/11/2017)
RR
Tennessee
(1/2/2018)
RR
Texas
(1/2/2018)
RR
Utah
(1/2/2018)
RR
Vermont
(1/2/2018)
RR
Virginia
(1/2/2018)
RR
Washington
(1/2/2018)
RR
West Virginia
(1/2/2018)
RR
Wisconsin
(1/2/2018)
RR
Wyoming
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2013About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jun 2005About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2017About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Sep 2012About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1991About the Series 3 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jean-louis Guinchard's CRS (Customer Relationship Summary).

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