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TS

Taylor H. Sherma

VAN ECK SECURITIES
Tampa, FL 33609
Some features on this profile are disabled
CRD#: 6938331
TS

Professional summary

Taylor Hutchings Sherma, who also goes by Taylor Nicole Hutchings, is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in Tampa, Florida.

Taylor is registered as a RR (Registered Representative) and started their career in finance in 2018. Taylor has worked at 1 firm and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Taylor Nicole Hutchings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Taylor Hutchings Sherma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 27, 2018 - Present

VAN ECK SECURITIES CORPORATION

Office #1: 5100 West Kennedy Blvd Suite 450, Tampa, FL 33609
BD
CRD#: 2269
Tampa, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/27/2018)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VE
VAN ECK SECURITIES CORPORATION
I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION

CRD#: 2269 / SEC#: , 8-4618

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Mailing Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Phone number
(212) 293-2000
Established
Delaware since 08/01/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VAN ECK ASSOCIATES CORPORATION100% OWNER & PARENT
GOZZILLO, FRANCESCO MICHAELCHIEF COMPLIANCE OFFICER2099916
RAPPAPORT, LEE ROBERTVICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR4682842
SIMON, JONATHAN RICHSENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR5313394
VANECK, JAN FREDERICKPRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR1695680

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VAN ECK SECURITIES CORPORATION

CRD#: 2269Tampa, FL 33609

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