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FIRM PROFILE
Overview
VAN ECK SECURITIES CORPORATION is located at 666 Third Avenue 9th Floor, New York, NY 10017-4033 and was first established at New York, Delaware in 08/01/1955. After operating for 71 years, VAN ECK SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VAN ECK SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. VAN ECK SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VAN ECK SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VAN ECK SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VAN ECK SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for VAN ECK SECURITIES CORPORATION Comes From
Understanding the Statistics for VAN ECK SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
666 Third Avenue 9th Floor, New York, NY 10017-4033
666 Third Avenue 9th Floor, New York, NY 10017-4033
Small
(212) 293-2000
Delaware since 08/01/1955
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | ||
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 | |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 | |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 | |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
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Advisor's working at VAN ECK SECURITIES CORPORATION
Stuart Eugene Jung
Patrick Lulley
William Andrew Best
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