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RS

Ryan M. Saul

LEDGER CAPITAL MARKETS
New York, NY 10104
Some features on this profile are disabled
CRD#: 6938209
RS

Professional summary

Ryan Michael Saul is a registered financial professional currently at LEDGER CAPITAL MARKETS, LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Michael Saul's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2025 - Present

LEDGER CAPITAL MARKETS, LLC

Office #1: 75 Rockefeller Plaza Suite 24c, New York, NY 10104
BD
CRD#: 289140
New York, NY
Past

March 23, 2021 - September 16, 2025

BMS CAPITAL ADVISORY, INC.

BD
CRD#: 169092
Edina, MN
Past

November 4, 2019 - March 3, 2021

CONNING INVESTMENT PRODUCTS, INC.

BD
CRD#: 120387
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/5/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEDGER CAPITAL MARKETS, LLC
LEDGER CAPITAL MARKETS, LLC

CRD#: 289140 / SEC#: , 8-69983

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
75 Rockefeller Plaza Suite 24c, New York, NY 10104
Mailing Address
228 Park Avenue S Pmb 58179, New York, NY 10003-1502
Phone number
(202) 365-3175
Established
Delaware since 06/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEDGER INVESTING, INC.SOLE MEMBER
HARRIS, PATRICK EUGENECCO5748909
SHAH, SAMIRCEO6824841
SILVESTRO, MICHELEFINOP6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEDGER CAPITAL MARKETS, LLC

CRD#: 289140New York, NY 10104

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