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Find, Compare and Monitor Financial Advisors at LEDGER CAPITAL MARKETS, LLC

CRD#: 289140
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LEDGER CAPITAL MARKETS, LLC is located at 75 Rockefeller Plaza Suite 24c, New York, NY 10104 and was first established at New York, Delaware in 06/09/2017. After operating for 8 years, LEDGER CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LEDGER CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LEDGER CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LEDGER CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LEDGER CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LEDGER CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LEDGER CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for LEDGER CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
75 Rockefeller Plaza Suite 24c, New York, NY 10104
Mailing Address
228 Park Avenue S Pmb 58179, New York, NY 10003-1502
Firm Size
Small
Phone Number
(202) 365-3175
Established
Delaware since 06/09/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LEDGER INVESTING, INC.SOLE MEMBER
HARRIS, PATRICK EUGENECCO5748909
SHAH, SAMIRCEO6824841
SILVESTRO, MICHELEFINOP6960939

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Advisor's working at LEDGER CAPITAL MARKETS, LLC

RC

Rishab Chauhan

RR
CRD#: 7794746
Location:
New York, NY 10104
Company:
LEDGER CAPITAL MARKETS, LLC
Disclosures:
Experience:
2 years
View Profile
PH

Patrick Eugene Harris

Patrick Harris
RR
CRD#: 5748909
Location:
Orlando, FL 32836
Company:
TRIBAL CAPITAL MARKETS, LLC
Disclosures:
Experience:
15 years
View Profile
SS

Samir Shah

RR
CRD#: 6824841
Location:
New York, NY 10104
Company:
LEDGER CAPITAL MARKETS, LLC
Disclosures:
Experience:
8 years
View Profile
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