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Matthew Joseph Nahman

Matthew J. Nahman

CETERA INVESTMENT ADVISERS LLC | Investor Center Planning Consultant
HAWTHORNE, CA 90250
Some features on this profile are disabled
CRD#: 6935269
Matthew Joseph Nahman

Professional summary

Matthew Joseph Nahman, who also goes by Matthew Joseph Nahman, Matt Nahman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hawthorne, California and CETERA INVESTMENT SERVICES LLC located in Hawthorne, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a Planning Consultant, I help clients build out a roadmap for their financial life. Through a long term relationship, I help them either stay on the path or adjust as needed to stay current in their evolving life needs.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matthew Joseph Nahman | Matt Nahman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Matthew Nahman/Lenox Advisors Inv rel: Y Add: 444 S. Flower St. Los Angeles CA 90071 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 06/26/2019 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: life & health

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Nahman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Loyola Marymount University

Master of Business Administration (MBA) - Entrepreneurship

2013

Loyola Marymount University

Bachelor of Business Administration - Marketing

2009

Experience

Current

May 16, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 14600 Aviation Blvd, Hawthorne, CA 90250
RIA
CRD#: 105644
HAWTHORNE, CA
Current

May 16, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 14600 Aviation Blvd, Hawthorne, CA 90250
BD
CRD#: 15340
Hawthorne, CA
Past

September 20, 2022 - April 3, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
LOS ANGELES, CA
Past

September 19, 2022 - April 3, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
LOS ANGELES, CA
Past

August 22, 2019 - August 18, 2022

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LOS ANGELES, CA
Past

August 14, 2019 - August 18, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LOS ANGELES, CA
Past

January 3, 2019 - June 17, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Santa Monica, CA
Past

October 16, 2018 - June 17, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Santa Monica, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(5/22/2024)
RR
Arizona
(7/10/2024)
RR
Arkansas
(6/25/2024)
IAR
California
(5/16/2024)
RR
California
(5/17/2024)
RR
Colorado
(7/2/2024)
RR
District of Columbia
(5/23/2024)
RR
Florida
(7/24/2024)
RR
Hawaii
(9/20/2024)
RR
Idaho
(5/22/2024)
RR
Illinois
(7/17/2024)
RR
Indiana
(6/13/2024)
RR
Kansas
(5/22/2024)
RR
Maryland
(10/1/2024)
RR
Michigan
(8/20/2025)
RR
Minnesota
(5/22/2024)
RR
Missouri
(5/22/2024)
RR
Montana
(5/22/2024)
RR
Nevada
(5/30/2024)
RR
New York
(5/22/2024)
RR
North Carolina
(5/28/2024)
RR
Ohio
(5/22/2024)
RR
Oklahoma
(5/22/2024)
RR
Oregon
(6/18/2024)
RR
South Carolina
(5/22/2024)
RR
Tennessee
(5/23/2024)
IAR
Texas
(5/23/2024)
RR
Texas
(6/18/2024)
RR
Utah
(7/31/2024)
RR
Washington
(7/10/2024)
RR
Wyoming
(6/5/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/28/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

Investor Center Planning ConsultantCRD#: 105644Hawthorne, CA 90250

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