Austin E. Larson
STRATEGIC ADVISERS LLC | Financial Consultant
HUNTERSVILLE, NC
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CRD#: 6935246
Professional summary
Austin E Larson, CFP®, who also goes by Austin E Larson, Austin Larson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Huntersville, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Huntersville, North Carolina.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Austin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
As a Certified Financial Planner™, I am passionate about simplifying the complicated world of personal finances. There are many tools and strategies available to clients nearing retirement which can be overwhelming. I take great pride in understanding your unique situation, helping you make sense of it all, and developing an efficient financial plan tailored to your goals. Clients choose to work with me because of my follow through, and non stop pursuit to improve financial plans.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin E Larson | Austin Larson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Austin E Larson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Minnesota Duluth
Bachelor of Business Administration - Certified Financial Planning Program
2020
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 16740 Birkdale Commons Pkwy Ste 301, Huntersville, NC 28078-4463RIA
CRD#: 104555
HUNTERSVILLE, NC
Current
January 17, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 16740 Birkdale Commons Parkway Ste 301, Huntersville, NC 28078BD
CRD#: 7784
Huntersville, NC
Past
January 20, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HUNTERSVILLE, NC
Past
May 26, 2020 - January 22, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Edina, MN
Past
May 9, 2020 - January 22, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Edina, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/7/2024)
RR
Florida(2/12/2021)
RR
Georgia(10/21/2025)
RR
Illinois(9/13/2023)
RR
Indiana(1/7/2025)
RR
New York(5/3/2024)
RR
North Carolina(2/12/2021)
IAR
North Carolina(3/31/2025)
RR
Rhode Island(4/17/2025)
RR
South Carolina(10/4/2023)
RR
Tennessee(10/21/2025)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Virginia(10/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Huntersville, NCTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
