Joseph M. Iannuzzi
STRATEGIC ADVISERS LLC | Investment Consultant
LAKE GROVE, NY 11755
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CRD#: 6934538
Professional summary
Joseph M. Iannuzzi, who also goes by Joseph Michael Iannuzzi, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lake Grove, New York and FIDELITY BROKERAGE SERVICES LLC located in Lake Grove, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joseph has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
As your Investment Consultant with Fidelity Investments, we will work together to develop a unique comprehensive financial plan that aligns your assets with your individual long term goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Michael Iannuzzi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph M. Iannuzzi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Thomas Jefferson University
Bachelor of Science (BS) - Finance
2019
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 142 New Moriches Road, Lake Grove, NY 11755RIA
CRD#: 104555
LAKE GROVE, NY
Current
April 21, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 142 New Moriches Road, Lake Grove, NY 11755BD
CRD#: 7784
Lake Grove, NY
Past
April 26, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LAKE GROVE, NY
Past
April 16, 2021 - March 22, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Melville, NY
Past
December 12, 2019 - March 22, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Melville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/15/2024)
RR
California(5/19/2023)
RR
Connecticut(1/10/2023)
RR
Delaware(5/22/2025)
RR
Florida(4/21/2022)
RR
Georgia(5/19/2023)
RR
Louisiana(1/4/2024)
RR
Maine(1/4/2025)
RR
Maryland(3/25/2023)
RR
Massachusetts(8/15/2024)
RR
New Jersey(4/21/2022)
RR
New York(4/21/2022)
IAR
New York(3/31/2025)
RR
North Carolina(3/7/2023)
RR
Oregon(5/17/2024)
RR
Pennsylvania(4/21/2022)
RR
South Carolina(1/17/2024)
RR
Vermont(5/17/2024)
RR
Virginia(5/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Investment ConsultantCRD#: 104555Lake Grove, NY 11755TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
