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MS

Michael P. Stirling-aird

BAILLIE GIFFORD FUNDS SERVICES LLC
Edinburgh, EH1 3AN
Some features on this profile are disabled
CRD#: 6931286
MS

Professional summary


Michael Peter Stirling-aird is a registered financial professional currently at BAILLIE GIFFORD FUNDS SERVICES LLC .

Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 1 firm and has passed the Series 7TO exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Peter Stirling-aird's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 7, 2019 - Present

BAILLIE GIFFORD FUNDS SERVICES LLC

Office #1: Calton Square 1 Greenside Row, Edinburgh, EH1 3ANOffice #2: Calton Square 1 Greenside Row, Edinburgh, EH1 3AN
BD
CRD#: 171147
Edinburgh,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/11/2019)
RR
District of Columbia
(11/7/2019)
RR
Florida
(11/8/2019)
RR
Louisiana
(11/12/2019)
RR
Maryland
(11/12/2019)
RR
Ohio
(11/7/2019)
RR
Puerto Rico
(11/8/2019)

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 11/6/2019
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm


BG
BAILLIE GIFFORD FUNDS SERVICES LLC
BAILLIE GIFFORD FUNDS SERVICES LLC

CRD#: 171147 / SEC#: , 8-69448

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
Calton Square 1 Greenside Row, Edinburgh, EH1 3AN
Mailing Address
Calton Square 1 Greenside Row, Edinburgh, EH1 3AN
Phone number
0044 131 275 2000
Established
Delaware since 02/14/2014
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BAILLIE GIFFORD OVERSEAS LTDPARENT COMPANY110296
ARCHIBALD, LESLEY-ANNE MARGARETNON EXECUTIVE DIRECTOR6704278
ARCHIBALD, LESLEY-ANNE MARGARETCHAIRPERSON6704278
HAMILTON, KATHRINNON-EXECUTIVE DIRECTOR4797514
MAZUR, CLARE CAMBRIANON-EXECUTIVE DIRECTOR5170345
PARISE, JANICE DRUCFO2338583
PORTEOUS, GARRYDIRECTOR6912188
PORTEOUS, GARRYCCO6912188
ROSS, KRISTEN MICHELLENON-EXECUTIVE DIRECTOR5953098
WOOD, NICK BERNARDDIRECTOR6709554
WOOD, NICK BERNARDCEO6709554

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAILLIE GIFFORD FUNDS SERVICES LLC

CRD#: 171147Edinburgh, EH1 3AN

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