Michael Peter Stirling-aird
Professional Summary
Michael Peter Stirling-aird is a registered financial advisor currently at BAILLIE GIFFORD FUNDS SERVICES LLC. Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 1 firm and has passed the Series 7TO exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BAILLIE GIFFORD FUNDS SERVICES LLC
Contact Information
Main Address
3 Haymarket Square, Edinburgh, EH3 8RYMailing Address
3 Haymarket Square, Edinburgh, EH3 8RYPhone Number
0044 131 275 2000Established
Delaware since 02/14/2014Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAILLIE GIFFORD OVERSEAS LTD | PARENT COMPANY | 110296 |
| ARCHIBALD, LESLEY-ANNE MARGARET | CHAIRPERSON | 6704278 |
| ARCHIBALD, LESLEY-ANNE MARGARET | NON EXECUTIVE DIRECTOR | 6704278 |
| HAMILTON, KATHRIN | NON-EXECUTIVE DIRECTOR | 4797514 |
| PARISE, JANICE DRU | CFO | 2338583 |
| PORTEOUS, GARRY | CCO | 6912188 |
| PORTEOUS, GARRY | DIRECTOR | 6912188 |
| ROSS, KRISTEN MICHELLE | NON-EXECUTIVE DIRECTOR | 5953098 |
| WOOD, NICK BERNARD | DIRECTOR | 6709554 |
| WOOD, NICK BERNARD | CEO | 6709554 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/11/2019)
(11/7/2019)
(11/8/2019)
(11/12/2019)
(11/12/2019)
(11/7/2019)
(11/8/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Peter Stirling-aird's CRS (Customer Relationship Summary).
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